2019年9月12日 星期四
Fluid States
Fluid States
MARGARET COHEN
NASA Apollo 12 logo.
The natural element for industry, animating its outward movement, is the
sea. Since the passion for gain involves risk, industry though bent on gain
yet lifts itself above it; instead of remaining rooted to the soil and the
limited circle of civil life with its pleasures and desires, it embraces the
element of flux, danger, and destruction. Further, the sea is the greatest
means of communication, and trade by sea creates commercial connections
between distant countries and so relations involving contractual rights. At
the same time, commerce of this kind is the most potent instrument of
culture, and through it trade acquires its significance in the history of the
world.
—G. W. F. Hegel, Philosophy of Right
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From the mid-19th through the end of the 20th century, the great cultural
theorists delineated a geography of modernity that was primarily land-
based. The focus of Marx, Benjamin, or Foucault on terra firma, on
territorialized spaces like the nation state, the city, the colony, the home,
and the factory, would have surprised Hegel and, indeed, his early-modern
predecessors, who lived with a keen awareness of the waterways of global
capitalism. Today the history of cross-ocean travel is once more spilling
over from the specialized purview of maritime historians and sailors. While
narratives of human struggles with the sea’s most inhospitable waters, like
Nathaniel Philbrick’s In the Heart of the Sea, Alfred Lansing’s Shackleton,
and Tony Horwitz’s Blue Latitudes, attract a general public, scholars in the
university are organizing the regions of the world’s oceans into new
interdisciplinary paradigms such as Atlantic Studies or the recent Oceans
Connect project at Duke University.
Benjamin famously observed that history is a constellation the present
makes with the past. His dictum explains the current shift from what might
be called a solid to a fluid worldview. As we witness globalization
developing to a new level in tandem with new technologies, we are once
again able to recall the sea as a frontier zone from the turn of the 16th
century to the end of the 19th century. Let two examples indicate
convergences that are too extensive to develop here. As Hegel declares
above, “the sea is the greatest means of communication,” making it the
Internet of its time. Or compare today’s concerns over terrorists to the
threat of piracy in the early modern era. Further, regulating safety and
commerce across the ocean’s non-national spaces spurred the development
of international law, whose founding text dates back to Grotius’s Freedom
of the Seas (1609).
The sea’s impact on global capitalism is not only a matter of historical
record. Currently, 96 percent of the world’s freight measured in terms of
weight travels by sea, and the figure is increasing with the growth of
international trade. Among cultural critics, the writer and photographer
Alan Sekula has perhaps done the most to make visible the human face of
the contemporary maritime world. The machinery in his image of Long
Beach, California from Fish Story, 1993, resembles the immense cranes of
the Port of Oakland at the gateway to the San Francisco Bay Area, where I
live. Written in the shadow of these cranes, the following pages delineate
concepts at the intersection of modernity’s epistemology and aesthetics
that take on particular clarity from the perspective of the maritime world.
These concepts are 1) “craft,” a hands-on, innovative practical reason that
is distinct from the conceptual knowledge of philosophers and the
systematic, rationalized knowledge of the scientist; 2) “the edge,” an
uneven and complex zone where craft flourishes at the limit of not only
European culture and knowledge, but culture and nature; 3) “the glow and
the haze,” in the words of Joseph Conrad: a distinctive phenomenoloigcal
blur encountered in the edge zone that complicates the classic Western
opposition between the light of knowledge and the darkness of error and
that is essential to the full deployment of craft.
Portraits of Captain Cook by William Hodges (above), master artist on Cook’s
second expedition, and Nathaniel Dance (below), society portraitist, both painted
1775-76. Margaret Cohen observes: “Contemporary portraits of Cook give a
physiognomy to craft. Despite differences in style and genre, both images distill
Cook to his professional attributes. In Hodges’ portrait, the disarrayed uniform
and almost wind-blown air capture the commander in action. His intelligence
lighting his high forehead, the determined cast of the nose and chin, the hard-
bitten resolute mouth. In Dance’s portrait, Cook’s harsh acuity is not dimmed by
the refined powdered hair and full-dress uniform. If the map is used in portraits of
lords and kings to suggest dominion over territory, Cook’s dominion, indicated
with his capable index figure, is over a territory that he has explored and
chartered himself, celebrating his own capacity, rather than power conferred by
status and birth.” Images courtesy National Maritime Museum Picture Library.
CRAFT
On 11 June 1770, Captain James Cook, while exploring the Eastern Coast
of Australia, ran afoul of the hitherto unknown Great Barrier Reef. The
encounter took place on a beautiful night, with a fine breeze and bright
moonlight. Cook was sailing what he thought was a safe distance off shore,
having decided it would be prudent to put off landing through treacherous
coastal waters until aided by the light of day. But the topography of these
uncharted waters defied his expectations. In his journals, Cook writes:
Before 10 oClock we had 20 and 21 fathom and continued in that depth
until a few Minutes before a 11 when we had 17 and before the Man at the
lead could heave another cast the Ship Struck and stuck fast. Emmidiatly
upon this we took in all our sails hoisted out the boats and sounded round
the Ship, and found that we had got upon the SE edge of a reef of Coral
rocks having in some places round the Ship 3 and 4 fathom water and in
other places not quite as many feet.
Cook then details a bravura rescue of his ship and men that justifies the
Admiralty’s confidence in this self-taught mariner of humble origins who
worked his way from sailing on coal ships in the North Atlantic to fame. In
this rescue, Cook evinces an extraordinary practical capacity, one that the
philosopher Gilbert Ryle isolates as a specific—and often neglected—form of
knowledge: “knowing how” (in contrast with “knowing that,” the knowledge
of philosophers and scientists). The association of “knowing how” with the
mariner has a long history reaching back to the dawn of Western culture
and Odysseus, who is said to be the first sailor to have steered by the
stars. The Greek word for Odyssean cunning is metis, the same word that
gives French the root of métier, as in arts et métiers, arts and crafts. As
Jean-Pierre Vernant and Marcel Détienne have observed in Cunning
Intelligence in Greek Society, metis requires finding a path (poros) through
the impasse (aporia), which makes Odysseus navigating between Scylla
and Charybdis a forerunner of Captain Cook on the Great Barrier Reef. In
Dialectic of Enlightenment, Theodor Adorno and Max Horkheimer cast
Odysseus as the harbinger of Enlightenment, which they understand as a
project of domination, arguing that Odysseus dominates nature by undoing
its enchantments. But from the maritime perspective, it becomes clear that
while metis can of course abet domination, its specificity is rather to
outsmart superior forces that cannot be subdued.
In Cook’s escape from the Great Barrier Reef, know-how is shown to be at
once a matter of knowledge, intelligence, and character. Cook’s first steps
follow an accepted protocol for running aground, one based in the collective
wisdom of a body of skilled sailors. First, he rounds the ship in a long boat
and takes stock of the damage, then he starts the pumps, lightens the ship
by jettisoning everything that can be done without, and waits for high tide.
After the first high tide fails to free the Endeavour, Cook shows stubborn
patience, sitting through another tidal cycle in this unknown region in the
hopes it may prove higher, which in fact turns out to be the case. But with
this higher tide comes an increased flow of water into the gash cut through
the hull by the razor edge of coral. The Endeavour’s company finds itself, in
Cook’s words, in “alarming and I may say terrible circumstance.” The leak
“threatened immediate destruction to us as soon as the Ship was afloat.”
Since the alternative is certain death, Cook then resolves “to resk all and
heave her off in case it was practical”—demonstrating an audacity that is as
integral to his skill at navigation and command as patience and collective
wisdom. Throughout this desperate situation, Cook’s chief naturalist Joseph
Banks observed, Cook, like his crew, maintained a “cool” and “cheerful”
attitude. This optimism of the will despite pessimism about outcome is
another distinctive feature of knowing how.
Once the ship is floating freely, the leak threatens, as Cook feared, to
swamp the ship. Taking basic materials at his disposal, Cook ingeniously
refunctions them in response to hitherto unimagined circumstances. He
recalls a technique called “fothering,” whereby “we Mix ockam & wool
together ... and chop it up small and than stick it loosly by handfuls all over
the sail and throw over it sheeps dung or other filth. Horse dung for this
purpose is the best. The sail thus prepared is hauld under the Ships bottom
by ropes ... while the sail is under the Ship the ockam &c * is washed off
and part of it is carried along with the water into the leak and in part stops
up the hole.” With these humble materials, soldered by ingenuity, Cook is
able to maneuver his craft and crew safely to shore, where he can
undertake more exacting repairs. When Joseph Conrad looked back on the
heroic age of sail in The Mirror of the Sea, he designated such an effective,
inventive capacity as “craft.” This beautifully chosen word connotes at once
technical skill refined by the wisdom of a collective; the art, rather than the
science, of practice (think of the craft of the poet, or the statesman); the
cunning that makes the art more than technique (“cunning” even has a
specific maritime meaning: to cun is to steer a ship); and even the water-
borne vessel itself.
The mariner’s craft is fully embodied by exceptional individuals like Cook,
and yet even these exceptional individuals rely on a crew of sailors with
various specializations to execute their maneuvers. The mariner’s craft thus
has an intrinsic collective dimension that undergirds even the official
account of Cook’s voyage itself. The apparent first-person narration was in
fact produced from a range of sources, including Cook’s logs and those of
others on his expedition—all sutured together by John Hawkesworth, a
professional writer hired by the Admiralty. As it turned out, Cook was not
happy with the result, and revised his journals for publication himself. His
revisions nonetheless share with Hawkesworth’s version what became
known by the 17th century as “plain style,” which sealed a book’s salt-
water authenticity. Plain style is the literary expression of craft, and Cook’s
idiosyncratic spelling is of a piece with its terse, utilitarian, informational
narration, specialized vocabulary of work, lack of figuration, down-to-earth
if not crude subject matter, and understated affect. Ernest Hemingway,
himself a teller of fish stories, praised and practiced something like plain
style, which he derived from the imperatives of journalism. Hemingway’s
grace under pressure resembles the cool of the master mariner, but his
heroes are the dandies of craft: what matters for mariners like Cook is not
grace, but effective performance. For Conrad, however, who explicitly
likened work on “deck” to the writer’s work “at the desk,” effective
performance passed from “skill ... into art,” when it entailed innovation,
making craft the honor of all those workers who “by ceaseless striving raise
the dead-level of correct practice in the crafts of land and sea.”
Blackbeard from A General History of the Pyrates. Courtesy National Maritime
Museum Picture Library.
Conrad called craft “the honor of labor,” making this quality the
underpinning of a value system founded on work. But craft is an ethos
without ethics, one that is results-oriented, focused on survival and
potential profit. The utilitarian dimension to craft is distinctly modern, in
contrast with the feudal ethos of Odysseus, who focused on homecoming
and the restoration of his kingdom. Another modern aspect of craft is its
association with strictly human agency, whereas metis was a quality
humans shared with gods and the crafty denizens of nature in the
enchanted cosmos of antiquity. In narratives of exploration across the
heroic age of sail, salvation is increasingly offered not by divine providence
but via the mariner’s agency. Robinson Crusoe is the watershed in this shift
from providential to secular narratives of survival, though it uneasily seeks
to reconcile the two. By the time of Cook’s journals, the divine will have
receded almost completely, and the craftsman will reign.
MODERNITY AT THE EDGE
The mariner’s craft flourished at the edges of European knowledge, at “the
far side of the world,” to echo the recent Hollywood movie based on the
novels of Patrick O’Brian: on the shores of New Zealand and Australia; in
the Arctic during the search for the Northwest Passage; and in the
Antarctic, which Cook explored while seeking the Terra Australia Incognita
to the South. While these zones intertwined the spatial types of metropolis
and colony familiar from land-based accounts of modernity, they also
constituted a distinctive space of their own. What might be called the
“edge” of modernity is characterized by a heightened unevenness, to
invoke a Marxian term for a single organization formed by diverse social
structures and modes of economic production that might rather seem to
belong to different historical eras. On the edge zone of the ocean,
merchant vessels ply the trade routes of capitalism, fishermen expand the
reach of their age-old profession, the navies of Europe vie for national
supremacy, and stateless pirates profit from all these transactions. The
ocean’s diverse array of forces further includes native peoples of the newly
charted lands, as well as elemental, indifferent nature. The fact that
transactions at sea are beyond not only the control but often the
comprehension of those involved makes the edge a particularly unstable
and violent realm.
Outlaw culture thrived on the unpredictability and unevenness of life
“beyond the line,” in the early modern phrase preserved by Peter
Linebaugh and Marcus Rediker in The Many-Headed Hydra, where they
celebrate the edge zone’s possibilities for creative self-invention. Life
beyond the line ranged from experiments in social equality to sheer
brutality. In the General History of the Pyrates (1724), a collection of
rogues’ biographies that scholars now believe to have been written at least
in part by Daniel Defoe, the cross-dressing bisexual female pirates Anne
Bonny and Mary Read carve out a temporary respite from sexual inequality,
while the idealistic Captain Misson creates a proto-socialist society of
absolute equality beyond private property. The brutal Blackbeard, in
contrast, regresses to the world before the social contract, exercising his
natural right to take whatever tempts him.
The edge zone of the maritime world underscores a critical feature of
modernity: a fascination with risk that cannot be explained only in terms of
profit and instrumental reason. While long-term hopes for profit drove
exploration of uncharted waters, the short-term yield was often loss, if not
death. But the edge zone’s powers of destruction did not discourage
exploration. The edge makes apparent the extent to which novelty, that
cardinal value of modernity, entails risk, danger, and violence. Baudelaire
eloquently captured this face of novelty in Le Voyage, where travelers
yearn to journey to “heaven or hell, what does it matter,” “to the depths of
the unknown ... to find the new!”
Defoe called the assumption of risk epitomized in overseas adventuring
“the projecting spirit” and linked it with profit-oriented ventures whose
success was just plausible enough to warrant pursuit. As Defoe put it:
“Nothing’s so partial as the laws of fateErecting blockheads to suppress the
great. Sir Francis Drake the Spanish plate-fleet won; He had been a pirate
if he had got none.... Endeavour bears a value more or less, Just as ‘tis
recommended by success.”
The name of Cook’s first ship, Endeavour, registers his projecting spirit, as
do those of his ships on subsequent voyages: Adventure, Resolution, and
Discovery. In the 20th century, the edge has been pushed to outer space.
The logo for Apollo 12 explicitly links the exploration of the moon to the
heroic age of sail, representing the Yankee clipper “Intrepid,” whose name
NASA took for its pioneering space craft. If the edge is still alive on earth, it
is only recreationally—in the exploration of “extreme” places pursued by
climbers, sailors, and divers. Here, the projecting spirit seeks not profit,
but existentialist confrontation with survival.
Anne Bonny and Mary Read from A General History of the Pyrates. Courtesy
Douglas Library, Queen’s University.
William Hodges, Cascade Cove, Dusky Bay, 1773. Courtesy National Maritime
Museum.
The journey to the edge always has one yield, of course, which is
knowledge: with the proviso that someone returns to tell the tale. The
survivor’s narrative—what sailors call a “yarn”—thus plays a central role in
adventuring at the maritime edge, a point not lost on Coleridge, Melville, or
Conrad. The sensational nature of this survival contributes to the
narratives’ appeal, which has historically been remarkable. In the early
18th century, for instance, at the time Defoe was writing, overseas travel
literature is estimated to have outstripped even devotional literature in
popularity. One staple of maritime travel literature was the shipwreck
narrative, where disaster ensued in the wake of storm, naval defeat,
mutiny, or piracy. The tradition began almost 300 years before Robinson
Crusoe, when writers recounted the sufferings of Portuguese traders
returning from India, who loaded their vessels beyond capacity and
shipwrecked off the East African coast. Bereft of the tools and structures of
civilization, castaways confront the challenges of survival at the elemental
level of the body, subject to threats ranging from cold and starvation to
cannibals. In the edge zones, where survival is always at issue, the crafty
thrive.
THE GLOW AND THE HAZE
Cook writes of the Great Barrier Reef that it is a “thing scarcely known in
Europe or indeed any where but in these seas: it is a wall of Coral rock
rising almost perpendicularly out of the unfathomable ocean.” Not one to
overstate things, Cook brings home the extent to which the edge zones are
beyond European imagination. Because the edge is characterized by not
only unknown and extreme, but unimaginable conditions, there the craft of
the mariner unfolds in a distinctive atmosphere of epistemological
uncertainty. In Cook’s narrative, this uncertainty extends from his
encounters with unfamiliar terrain to his efforts to comprehend native
peoples. The stakes of this uncertainty are a matter of life or death: to wit,
Cook dies at the hands of Hawaiians, whom he believed would treat him as
a superior god.
During the early modern era, due to the imperfect state of navigational
technologies, educated guesswork was the condition of all seafaring once
out of sight of land. From the late medieval period, mariners could pinpoint
latitude by noting the angle of heavenly bodies relative to the horizon. But
for the first three hundred years of open ocean travel, there was no way to
measure a ship’s longitude while at sea. The most efficient means would
have been to measure the differential in the hour of day at the current
position against the same hour at the prime meridian; however, across the
early modern period, no clock remained accurate over a long sea voyage.
Since even a hundred yards could mean the difference between safety and
a deadly shoal, a sound way to measure longitude became a holy grail of
early modern technology and science, as Dava Sobel has detailed in her
Illustrated History of the Longitude.
Caspar David Friedrich, Monk by the Sea, 1809-10.
J. M. W. Turner, Sunrise with Sea Monsters, ca. 1840-1845.
J. M. W. Turner, Snowstorm—Steamboat off a Harbour’s Mouth Making Signals in
Shallow Water, and Going by the Lead, 1842.
Until such a means of measurement was devised, mariners had no choice
but to practice “reckoning” based on “conjecture.” The ability to navigate
with partial knowledge distinguishes the craft of the master mariner.
William Dampier, who circumnavigated the globe three times at the end of
the 17th century, recounts finding his position one dark night when he
heard the sound of turtles swimming and realized he was on the route of
their seasonal migration. Once the problem of longitude was solved with
clockmaker John Harrison’s invention of a reliable chronometer in 1759,
however, craft was replaced by science. Conrad laments the loss, with the
advent of science, of what he calls “incertitude,” which fosters craft, when
he suggests that steam travel destroyed the mariner’s know-how. In
Conrad’s words: “the taking of a modern steamship about the world ... is a
less personal and a more exact calling; its effects are measured exactly in
time and space ... the incertitude which attends closely every artistic
endeavor is absent from its regulated enterprise.”
Craft participates in modernity’s temporality of innovation and
supercession. As Conrad puts it, “the special call of an art which has passed
away is never reproduced. It is as utterly gone out of the world as the song
of a destroyed wild bird.” Or perhaps it passes from craft to art. For Conrad
the writer (Conrad at the “desk,” rather than on “deck,” to reprise his
terms), the great obscurity to be navigated is not terrestrial position, but
rather the meaning of words. Uncertainty becomes an intrinsic feature of
Marlowe’s yarns, which relate how European men engage in
incomprehensible acts in the historical edge zones of European conquest,
like Kurtz in Heart of Darkness or another James, the protagonist in Lord
Jim. In describing Marlowe’s yarns, Conrad expresses their obscurity as an
atmospheric effect. Their meaning, he writes, is “not inside like a kernel but
outside, enveloping the tale which brought it out only as a glow brings out
a haze, in the likeness of one of these misty halos that sometimes are
made visible by the spectral illumination of moonshine.”
In its constitutive obscurity, Marlowe’s narrative style epitomizes the
modern sublime. “To make anything very terrible, obscurity seems in
general to be necessary,” Edmund Burke wrote in his Philosophical Enquiry
into the Origins of the Beautiful and the Sublime, adding that “when we
know the full extent of any danger, when we can accustom our eyes to it, a
great deal of the apprehension vanishes.” Obscurity for Burke has two
aspects: the epistemological uncertainty that helps cause the breakdown of
reason, and the aesthetic effect that the artist or writer uses to summon up
this experience for the spectator, and hence transform its destructive power
into art. The sea figures prominently in sublime depictions across the later
18th and 19th century, which is to say precisely the era that sees the
routinization of seafaring due to scientific advances. It is worth asking
whether the sea becomes available as sublime subject matter because it no
longer poses an immediate practical challenge. Certainly, these sublime
depictions contrast sharply with early modern imagery of the sea, which
offers a wealth of practical information on the kinds of ships, exploits, and
métiers found in the maritime world.
For Romantics, the edge zones of human exploration, the mountains and
sea, were certainly prime territories. The debt of writers like Coleridge and
Edgar Allan Poe to the narratives of Captain Cook suggests a direct link
between the epistemological obscurity of the maritime edge and the
Romantic sublime. In art, the epistemological obscurity of the edge zone is
first given aesthetic form by William Hodges, the artist on Cook’s second
voyage. Hodges’s work was long appreciated primarily for its informational
purpose, but is now finally receiving its artistic due in a career retrospective
organized by the National Maritime Museum and traveling to the British Art
Center at Yale in January 2005. An atmosphere of Conrad’s “glow and
haze” pervades Hodges paintings celebrating Cook’s discoveries. In
Cascade Cove, Dusky Bay, for instance, a bewitching shimmer emanates
from this spectacular inland fjord, above all from the rainbow of color that
bursts from the cascade.
Hodges’ sublime might seem to prefigure the work of Caspar David
Friedrich, where spectators contemplate the hazy aspects of mountains,
fog, clouds, and seas, as in his Monk by the Sea (1809-1810). But to
compare Hodges and Friedrich is to notice that the sea in Friedrich’s
rendition is strikingly empty of life; while Hodges presents the sea as a
theater of work and survival. Put another way, Hodges calls attention to the
fact that the glow and the haze is part of navigating the edge zones, an
epistemological experience of those at sea, whereas Friedrich literally
erases this connection. Indeed, contemporaries recount that Friedrich
initially had two ships in Monk by the Sea, but painted them out in the final
work to increase the scene’s feeling of desolation.
J. M. W. Turner took issue with Friedrich’s empty sea, a point he wittily
makes in Sunrise with Sea Monsters, where he puts the spectators on land
back in the water by making them a fantastic part of the scene, perhaps a
phantasmatic illusion emanating from its hazy atmosphere. More seriously,
Turner plunges the spectator into the phenomenology of being at sea in his
Snowstorm—Steamboat off a Harbour’s Mouth Making Signals in Shallow
Water, and Going by the Lead. The original title continues: The Author Was
in this Storm on the Night the “Ariel“Left Harwich. Turner cultivated the
myth that he was lashed to the mast so as to experience, yet survive, the
full might of the gale. His evocation of Odysseus listening to the Sirens is in
keeping with the transformation of metis into modern craft, for while
Odysseus plumbed enchanted knowledge, Turner seeks to experience the
violence of indifferent nature.
The disorientation of the snowstorm recalls the phenomenology of pitch
and roll that attends life at sea. But beyond visual dislocation, Turner
summons up the mariner’s craft through the swirling patterns of paint that
express the violence of the weather. As James Hamilton observes in Turner
and the Scientists, Turner based these patterns on the latest in scientific
theory, the description of electromagnetic fields by Michael Faraday in his
Experimental Researches in Electricity (1831). Patterning his storm after
electromagnetic fields, Turner connects his artistic technique in rendering
obscurity to the compass technology that catalyzes the history of modern
navigation. With this maritime contextualization, Turner implies that the
artist, too, is a craftsman skilled in the knowledge of a collective, wielding
art as a technology to navigate partial knowledge. He thus opens lines of
inquiry concerning the sublime other than the prevailing view that it is the
heroic achievement of an individual genius who is able to rescue failed life
with art. If the course of this essay has traveled from Captain Cook to
© 2005 Cabinet Magazine
Conrad to the foundational modern aesthetic of the sublime, it is to
emphasize a version of Turner’s insight: While the history of seafaring
might seem to be located “out there” on the periphery, it is in fact at the
core of our cultural modernity.
Thanks to Mariano Siskind for the Hegel citation that opens this essay.
Margaret Cohen teaches French and comparative literature at Stanford
University. She writes about the literature and culture of modernity, and is
currently completing a book on The Novel and the Sea. Her most recent
publication is a new Norton critical edition of Gustave Flaubert’s Madame
Bovary.
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